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Trading fund
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#	Item
951	Order Granting Approval of Proposed Rule Change Relating to the Listing and Trading of Shares of the Peritus High Yield ETF Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-19 09:37:02 Funds Collective investment schemes Financial services Financial markets NYSE Arca Exchange-traded fund Security Mutual fund Securities Exchange Act Financial economics Investment Finance
952	Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the WisdomTree Managed Futures Strategy Fund Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-12 09:56:25 Funds Exchange-traded fund Futures contract Collective investment scheme Commodity Futures Trading Commission Stock market index Managed futures account Financial adviser Futures exchange Financial economics Investment Finance
953	Microsoft Word - r9sk09_.DOC Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-04-13 10:17:44 Investment Late-2000s financial crisis Hedge fund Commodity Futures Trading Commission Dodd–Frank Wall Street Reform and Consumer Protection Act Investment Advisers Act Financial adviser Commodity pool U.S. Securities and Exchange Commission Financial economics Commodities market Finance
954	SRO ISE: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 by the International Securities Exchange, Inc., Relating to the Hours of Trading for Options on Fund Shares, Includ Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-12-14 10:31:13 United States Securities and Exchange Commission Securities Exchange Act International Securities Exchange United States NASDAQ U.S. Securities and Exchange Commission Financial regulation Economy of the United States United States securities law 73rd United States Congress
955	Order Approving Proposed Rule Change Relating to Clearing Options on the CBOE Silver Volatility Index Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-11-21 09:34:18 Options Clearing Corporation Mathematical finance Chicago Board Options Exchange Exchange-traded fund Implied volatility Option Futures exchange Commodity Futures Trading Commission Securities Exchange Act Financial economics Finance Investment
956	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-Amex[removed]February 12, 2007 Self-Regulatory Organizations; American Stock Exchange LLC; Order Granting Approval to Proposed Rule Change and Amendm Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-02-14 17:00:27 Financial markets Self-regulatory organizations United States Securities and Exchange Commission Stock market Securities Exchange Act Trading halt American Stock Exchange Exchange-traded fund Binary option Financial economics Investment Finance
957	PCX: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Pacific Exchange, Inc. to Extend Until 1:15 (Pacific Time) the Core Trading Session and Change the Closing Auction Time for Certain ETFs Add to Reading List Source URL: www.sec.gov Language: English - Date: 2004-11-09 10:29:17 United States Securities and Exchange Commission Investment Finance Financial markets Exchange-traded fund Securities Exchange Act Securities Act U.S. Securities and Exchange Commission Financial economics United States securities law 73rd United States Congress
958	Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment No. 1 Thereto Relating to the Trading Pursuant to Unlisted Trading Privileges of the iShares® Lehman TIPS Bond Fund; Rel. No Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-12-02 13:41:00 Financial markets Self-regulatory organizations Funds Short selling Securities Exchange Act Exchange-traded fund New York Stock Exchange U.S. Securities and Exchange Commission Consolidated Tape Association Financial economics Investment Finance
959	Order Granting Approval to a Proposed Rule Change and Amendments No. 2, 3, and 5 Thereto Relating to the Adoption of New Rules that Would Establish an Automated Opening System on the Exchange; Rel. No[removed], File No Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-10-28 15:25:17 Finance Self-regulatory organizations United States Securities and Exchange Commission Stock market Philadelphia Stock Exchange Securities Exchange Act Exchange-traded fund Electronic trading platform Order Financial economics Financial markets Investment
960	Shedding Light on “Invisible” Costs: Trading Costs and Mutual Fund Performance Roger Edelen Roger Edelen is associate professor of finance at the University of California, Davis. Richard Evans Add to Reading List Source URL: gsm.ucdavis.edu Language: English - Date: 2013-02-25 17:24:56 Financial markets Financial services Funds Institutional investors Exchange-traded fund Stock fund Mutual fund Futures contract Hedge fund Financial economics Investment Finance

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